-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MEBiMTpKbt3XV/u864Hs4iZrnQzPAaifuwUnKKIVGHjr0k9vq/cO1ydn/36Vg9x3 UMKD3+FcXuSd8FJ58ug6lg== 0000950152-03-001865.txt : 20030214 0000950152-03-001865.hdr.sgml : 20030214 20030214115123 ACCESSION NUMBER: 0000950152-03-001865 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH STUART O CENTRAL INDEX KEY: 0000902224 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 500 CAMPUS DR CITY: MORGANVILLE STATE: NJ ZIP: 07751 MAIL ADDRESS: STREET 1: 500 CAMPUS DR CITY: MORGANVILLE STATE: NJ ZIP: 07751 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW HORIZONS WORLDWIDE INC CENTRAL INDEX KEY: 0000850414 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 222941704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40807 FILM NUMBER: 03564186 BUSINESS ADDRESS: STREET 1: 1900 S. STATE COLLEGE BLVD. STREET 2: SUITE 200 CITY: ANAHEIM STATE: CA ZIP: 92806-6135 BUSINESS PHONE: 7149408000 MAIL ADDRESS: STREET 1: 1900 S. STATE COLLEGE BLVD. STREET 2: SUITE 200 CITY: ANAHEIM STATE: CA ZIP: 92806-6135 FORMER COMPANY: FORMER CONFORMED NAME: HANDEX ENVIRONMENTAL RECOVERY INC DATE OF NAME CHANGE: 19920703 SC 13G/A 1 l98903asc13gza.htm NEW HORIZONS WORLDWIDE/STUART O. SMITH SC 13G/A New Horizons Worldwide/Stuart O. Smith SC 13G/A
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 10)*

NEW HORIZONS WORLDWIDE, INC.

(Name of Issuer)

Common Stock, $.01 par value

(Title of Class of Securities)

645526 10 4

(Cusip Number)

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        x Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

 

 

             
13G
CUSIP No. 645526 10 4
  1. Name of Reporting Person:
I.R.S. Identification Nos. of above persons (entities only):
Stuart O. Smith
    Declaration of Trust of Stuart O. Smith, Dated 11/18/81, as modified
  2. Check the Appropriate Box if a Member of a Group (See Instructions):
    (a) o  
    (b) o  
    N/A    
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
United States
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0
6. Shared Voting Power:
1,618,973
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
1,618,973
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
1,618,973
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):
o
N/A
  11.Percent of Class Represented by Amount in Row (9):
15.6%
  12.Type of Reporting Person (See Instructions):
IN

2

 

13G
       
Item 1.
  (a) Name of Issuer:
    New Horizons Worldwide, Inc.
  (b) Address of Issuer's Principal Executive Offices:
    1900 S. State College Blvd., Suite 200, Anaheim, CA 92806
 
Item 2.
  (a) Name of Person Filing:
    Stuart O. Smith, individually and as trustee and settlor of The Declaration of Trust of Stuart O. Smith, dated 11/18/81, as modified
  (b) Address of Principal Business Office or, if none, Residence:
    1900 S. State College Blvd., Suite 200, Anaheim, CA 92806
  (c)Citizenship:
    United States
  (d) Title of Class of Securities:
    Common Stock, $.01 par value
  (e) CUSIP Number:
    645526 10 4
 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
  (e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
  (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j) o Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 

3

 

13G
       
Item 4. Ownership.

Provide the following information regarding the aggregate number and percentage of the class of Securities of the issuer identified in Item 1.
  (a) Amount beneficially owned:
    1,618,973 shares are held beneficially and of record by The Declaration of Trust of Stuart O. Smith, dated 11/18/81, as modified. As the settlor and current trustee of The Declaration of Trust of Stuart O. Smith, Mr. Stuart Smith has voting and dispositive power of the securities held by such trust.
  (b) Percent of class:
    15.6%
  (c) Number of shares as to which the person has:
   
    (i) Sole power to vote or to direct the vote:
      0
    (ii) Shared power to vote or to direct the vote:
      1,618,973
    (iii) Sole power to dispose or to direct the disposition of:
      0
    (iv) Shared power to dispose or to direct the disposition of:
      1,618,973
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
 
Item 5.Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
Instruction: Dissolution of a group requires a response to this item.
 
Item 6.Ownership of More than Five Percent on Behalf of Another Person.
 
N/A
 
Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
N/A
 
Item 8.Identification and Classification of Members of the Group.
 
N/A
 
Item 9.Notice of Dissolution of Group.
 
N/A

4

 

13G
       
Item 10.Certification.
 N/A

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
   
  February 14, 2003
(Date)
   
  /s/ Robert S. McMillan*
(Signature)
   
  Stuart O. Smith, Vice Chairman of the Board and Secretary
(Name/Title)

Footnotes:

* Executed under a power of attorney, which is filed herewith.

5

 

POWER OF ATTORNEY

     KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Robert S. McMillan and Curtis Lee Smith, Jr., signing singly, the undersigned’s true and lawful attorney-in-fact and agent to:

     (1)  execute for and on behalf of the undersigned in the undersigned’s capacity as an officer and/or director of New Horizons Worldwide, Inc., a Delaware corporation (the “Company”), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, Schedules 13G and amendments thereto in accordance with Section 13(d) of the Securities Exchange Act of 1934 and the rules thereunder, and Form 144 in accordance with Rule 144 of the Securities Act of 1933;

     (2)  do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5, Schedules 13G, or Form 144 and file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

     (3)  take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

     The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 or Section 13 of the Securities Exchange Act of 1934 or Rule 144 of the Securities Act of 1933.

     This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5, Schedules 13G, or Form 144 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

     IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 13th day of February, 2003.

   
  /s/ Stuart O. Smith
Stuart O. Smith

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